DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Wealth Advocates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mathew Red Hawk Thomsen | Ameriprise Financial Services, LLC national BD | Summit Wealth Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Sep 8, 2022 |
| Anita Kalafut | Paradigm, Strategies In Wealth Management, LLC independent RIA | Summit Wealth Advocates, LLC independent RIA | RIA to RIA | Oct 7, 2019 | Nov 19, 2019 (43 d) |
| Steven Yateka Tecker | Fidelity Personal And Workplace Advisors BD affiliated | Summit Wealth Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2019 | Apr 27, 2021 (790 d) |
| Matthew Wright | Ameriprise Financial Services, LLC national BD | Summit Wealth Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2016 | Sep 1, 2016 (62 d) |
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4 moves match.