DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cavu Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Herbert Daniel Pease | Hsbc Securities (USA) Inc. BD affiliated | Cavu Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Aug 11, 2020 |
| Hilary Sylvester Disher | Goldman Sachs Wealth Services, L.P. other | Cavu Wealth Advisors independent RIA | Other | Jun 20, 2014 | Oct 22, 2014 (124 d) |
| David George Sylvester | Cetera Advisor Networks LLC other | Cavu Wealth Advisors independent RIA | Other | Sep 15, 2009 | Oct 21, 2009 (36 d) |
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3 moves match.