DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pacific Financial Strategies, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ariana Justine Mcdonald | C 3 Financial Strategies state registered | Pacific Financial Strategies, Inc independent RIA | Other | May 5, 2022 | Apr 20, 2023 (350 d) |
| Simon Chung-Yee Liu | Daat Asset Management unclassified | Pacific Financial Strategies, Inc other | Other | Jun 16, 2011 | Jul 29, 2011 (43 d) |
| Joseph Arthur Garcia | Concourse Financial Group Advisors other | Pacific Financial Strategies, Inc other | Other | Feb 19, 2010 | Mar 13, 2017 (2579 d) |
| Arthur Cole Garcia | Concourse Financial Group Advisors other | Pacific Financial Strategies, Inc other | Other | Feb 19, 2010 | Jan 22, 2010 |
| Todd Justin Lerner | Concourse Financial Group Advisors other | Pacific Financial Strategies, Inc other | Other | Feb 19, 2010 | Jan 25, 2010 |
| Steven Paul Van Metre | Brokersxpress LLC other | Pacific Financial Strategies, Inc other | Other | Nov 20, 2008 | Jun 3, 2010 (560 d) |
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6 moves match.