DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Willow Grove Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claudina Elizebeth Campbell | Coldstream Wealth Management independent RIA | Willow Grove Advisors, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Jun 7, 2022 |
| Wing-Yin Emily Kong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Willow Grove Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 10, 2020 | Mar 10, 2021 (273 d) |
| Keley Renee Petersen | Bay Willow Advisers, LLC unclassified | Willow Grove Advisors, LLC other | Other | Nov 2, 2009 | May 27, 2016 (2398 d) |
| Jeffrey Scott Petersen | Bay Willow Advisers, LLC unclassified | Willow Grove Advisors, LLC other | Other | Oct 6, 2009 | Feb 12, 2010 (129 d) |
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4 moves match.