DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Windrose Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josette Beatrice | Twin Focus Capital Partners, LLC independent RIA | Windrose Advisors LLC independent RIA | RIA to RIA | Jun 1, 2026 | Aug 12, 2026 (72 d) |
| Paul Kenneth Mutch | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Windrose Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | May 25, 2022 |
| Gary Steven Domoracki | Credit Suisse Securities (USA) LLC other | Windrose Advisors LLC other | Other | Nov 14, 2006 | Jan 28, 2010 (1171 d) |
| Christopher Barry Roy | Cbf Advisors, LLC asset manager | Windrose Advisors LLC other | Other | Oct 24, 2006 | Feb 11, 2013 (2302 d) |
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4 moves match.