DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Leap Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Scott ThomasTd Ameritrade Investment Management, LLC otherLeap Wealth Management independent RIAOtherAug 4, 2017Sep 18, 2017 (45 d)
Jon Michael MclainPrecision Fiduciary Partners, LLC otherLeap Wealth Management independent RIAOtherOct 6, 2014Aug 21, 2014
Trey Kenyon TaylorAmeriprise Financial Services, LLC national BDLeap Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2010Apr 19, 2010
Christopher Allen LeapAmeriprise Financial Services, LLC national BDLeap Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2010Jan 5, 2010
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4 moves match.