DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• W••••• M•••••••••
Legal name L••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Mar 27, 2018 · 22 filings
SEC status approved since Apr 26, 2018
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$306M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$306M as of Apr 14, 2026
Feb 20, 2019$118M then
HNW client RAUM$248M as of Apr 14, 2026
Feb 20, 2019$58.9M then
State-registered IARs (5.B.3)3 as of Apr 14, 2026
Feb 20, 20194 then
Employees (5.A)5 as of Apr 14, 2026
Feb 20, 20194 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 121derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $256,755derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$248M81%
- Individuals$57.8M19%
- Individual clients
- 235reported
- HNW clients
- 128reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,190reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $275M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• K••••• T••••• | Dallas, Tx | Dec 20, 2018 | 21 y | 2 |
| J•• M•••••• M••••• | Dallas, Tx | Dec 20, 2018 | 31 y | 3 |
| C••••••••• A•••• L•••Certified Financial Planner | Dallas, Tx | Dec 20, 2018 | 31 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• S•••• T••••• to F•••• C•••••• A••••••• S•••••••Apr 15, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- A••••• S•••• T••••• from T• A••••••••• I••••••••• M••••••••• L••Sep 18, 2017 · Other
- J•• M•••••• M••••• from P•••••••• F•••••••• P•••••••• L••Aug 21, 2014 · Other
- T••• K••••• T••••• from A••••••••• F•••••••• S•••••••• L••Apr 19, 2010 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• A•••• L••• from A••••••••• F•••••••• S•••••••• L••Jan 5, 2010 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••• C••••••••• A•••• · Membercontrolsince 11/2009 · owns 50% to 75%
- T•••••• T•••• K••••• · Managing Member/Chief Compliance Officercontrolsince 01/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Round Rock, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 1,146 to 1,190Mar 11, 2025 to Feb 25, 2026
- HNW clients · 87 to 128Mar 11, 2025 to Feb 25, 2026
- Individual clients · 255 to 235Mar 11, 2025 to Feb 25, 2026
- Financial planning clients · 1-10 to 0Mar 11, 2025 to Feb 25, 2026
- Discretionary RAUM · $271M to $305MMar 11, 2025 to Feb 25, 2026
- HNW RAUM · $196M to $248MMar 11, 2025 to Feb 25, 2026
- Individual RAUM · $76.2M to $57.8MMar 11, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $1.4M to $202,950Mar 11, 2025 to Feb 25, 2026
- RAUM · $272M to $306MMar 11, 2025 to Feb 25, 2026
- Wrap assets (manager) · $272M to $275MMar 11, 2025 to Feb 25, 2026
- Accounts · 1,267 to 1,146Apr 10, 2024 to Mar 11, 2025
- Charity clients · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- Corporate clients · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- HNW clients · 54 to 87Apr 10, 2024 to Mar 11, 2025
- Individual clients · 315 to 255Apr 10, 2024 to Mar 11, 2025
- Pension plan clients · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- Pooled vehicle clients · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- Financial planning clients · 1-10 to 1-10Apr 10, 2024 to Mar 11, 2025
- Discretionary RAUM · $229M to $271MApr 10, 2024 to Mar 11, 2025
- HNW RAUM · $137M to $196MApr 10, 2024 to Mar 11, 2025
- Individual RAUM · $92.2M to $76.2MApr 10, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $471,109 to $1.4MApr 10, 2024 to Mar 11, 2025
- Pension RAUM · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 10, 2024 to Mar 11, 2025
- RAUM · $230M to $272MApr 10, 2024 to Mar 11, 2025
- Wrap assets (manager) · $229M to $272MApr 10, 2024 to Mar 11, 2025
- Accounts · 1,019 to 1,267Oct 26, 2023 to Feb 8, 2024
- Charity clients · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- Corporate clients · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- HNW clients · 44 to 54Oct 26, 2023 to Feb 8, 2024
- Individual clients · 280 to 315Oct 26, 2023 to Feb 8, 2024
- Pension plan clients · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- Pooled vehicle clients · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- Discretionary RAUM · $200M to $229MOct 26, 2023 to Feb 8, 2024
- HNW RAUM · $109M to $137MOct 26, 2023 to Feb 8, 2024
- Individual RAUM · $95.0M to $92.2MOct 26, 2023 to Feb 8, 2024
- Non-discretionary RAUM · $3.7M to $471,109Oct 26, 2023 to Feb 8, 2024
- Pension RAUM · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- Pooled vehicle RAUM · 0.0 to unsetOct 26, 2023 to Feb 8, 2024
- RAUM · $204M to $230MOct 26, 2023 to Feb 8, 2024
Signals
1 dated events
- L••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 27, 2018 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@l•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- p••••••••@l•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- c•••••••••@l•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-920-0317reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-420-7441reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-420-7443reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/L•••-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- L•••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-420-7441reportedpublic record, Form ADV, Apr 14, 2026
- Contact form
- leapwealthmanagement.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- leapwealthmanagement.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026