DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Successful Portfolios LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Charles Walsh | Morgan Stanley wirehouse | Successful Portfolios LLC independent RIA | Wirehouse to independent RIA | Jun 10, 2025 | Mar 24, 2026 (287 d) |
| David Lloyd Bennett | Fifth Third Securities, Inc. other | Successful Portfolios LLC other | Other | Feb 22, 2016 | Sep 26, 2017 (582 d) |
| Harley Parker Evans | Fifth Third Securities, Inc. other | Successful Portfolios LLC independent RIA | Other | Apr 22, 2008 | May 2, 2025 (6219 d) |
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3 moves match.