DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Circle One Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Tomlinson Roe | Triton Financial, LLC unclassified | Circle One Wealth Management, LLC other | Other | Dec 31, 2010 | Jan 27, 2010 |
| Frank Stuart Blackard | Triton Financial, LLC unclassified | Circle One Wealth Management, LLC other | Other | Dec 31, 2010 | Apr 20, 2010 |
| Richard David Peck | Cetera Advisors LLC other | Circle One Wealth Management, LLC other | Other | Feb 2, 2010 | Mar 22, 2010 (48 d) |
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3 moves match.