DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Beck Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Collin E Osbahr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beck Capital Management LLC independent RIA | Wirehouse to independent RIA | Dec 19, 2024 | Jan 7, 2025 |
| Victor Daniel Beck | J.P. Morgan Securities LLC wirehouse | Beck Capital Management LLC independent RIA | Wirehouse to independent RIA | Aug 27, 2022 | Sep 13, 2022 |
| Melanie A. Johnson | Athena Financial Group, Inc. unclassified | Beck Capital Management LLC other | Other | Mar 31, 2011 | Mar 21, 2011 |
| Justin Michael Simmons | Partnervest Advisory Services LLC other | Beck Capital Management LLC other | Other | Apr 29, 2010 | Jan 12, 2010 |
| James Franklin Beck | Partnervest Advisory Services LLC other | Beck Capital Management LLC other | Other | Mar 2, 2010 | Jan 20, 2010 |
| Gerald Thomas Mcilhon | Partnervest Advisory Services LLC other | Beck Capital Management LLC other | Other | Mar 2, 2010 | Mar 5, 2010 |
| Michael Edward Quigley | Signator Investors, Inc. other | Beck Capital Management LLC independent RIA | Other | Dec 31, 2009 | Apr 17, 2020 (3760 d) |
Page 1 of 1
7 moves match.