DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Fiduciary Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Dennis Dillie | Investment Professionals, Inc. other | Capital Fiduciary Advisors, LLC other | Other | Jul 2, 2016 | Jan 30, 2014 |
| Paul Kirsh Jacobson | Independent Investment Advisors Inc. other | Capital Fiduciary Advisors, LLC other | Other | Mar 28, 2016 | Dec 21, 2015 |
| Theodore Flood Leasure | Investment Professionals, Inc. other | Capital Fiduciary Advisors, LLC other | Other | Apr 29, 2015 | Jan 30, 2015 |
| Thurston Spaulding | Dondero & Associates, Ltd unclassified | Capital Fiduciary Advisors, LLC other | Other | Apr 17, 2014 | Apr 11, 2014 |
| Matthew A Ramos | Mtx Wealth Management, LLC other | Capital Fiduciary Advisors, LLC other | Other | Oct 26, 2012 | Nov 8, 2012 |
| Christopher James Williams | Capital Fiduciary Advisors, Inc. unclassified | Capital Fiduciary Advisors, LLC other | Other | Sep 23, 2011 | Jul 20, 2011 |
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6 moves match.