DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Plexus Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nikki Danyel Walton | Stancorp Investment Advisers, Inc. other | Plexus Financial Services, LLC no RAUM | Other | Jan 6, 2021 | Feb 22, 2021 (47 d) |
| Pamela D. Appell | Raymond James & Associates, Inc. national BD | Plexus Financial Services, LLC other | Other | Sep 30, 2016 | Oct 11, 2016 |
| Lawrence A Tantilla | J. W. Cole Advisors, Inc. other | Plexus Financial Services, LLC other | Other | Nov 23, 2009 | Dec 3, 2010 (375 d) |
Page 1 of 1
3 moves match.