DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sca
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Lee Welk | Strategic Capital Group L.L.C. other | Sca other | Other | Dec 31, 2014 | Apr 1, 2014 |
| John Peter Schmick | Monea Investments, LLC unclassified | Sca other | Other | Mar 24, 2014 | Apr 24, 2014 (31 d) |
| Robert Edgar Bedritis | Avier Wealth Advisors other | Sca other | Other | Aug 9, 2013 | Mar 13, 2014 (216 d) |
| Melissa Davis | Ameriprise Financial Services, LLC national BD | Sca other | Other | Sep 2, 2011 | Apr 2, 2012 (213 d) |
| Jeremy Gove | J P Turner & Company Capital Management, LLC other | Sca other | Other | Mar 3, 2011 | Feb 17, 2011 |
Page 1 of 1
5 moves match.