DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vora Wealth Management, Pllc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Frank Lynch | Synergy Asset Management, LLC independent RIA | Vora Wealth Management, Pllc independent RIA | RIA to RIA | Nov 29, 2021 | Dec 23, 2021 |
| Tanner Ray Bortnem | LPL Financial LLC independent RIA | Vora Wealth Management, Pllc independent RIA | RIA to RIA | Nov 14, 2018 | Mar 4, 2019 (110 d) |
| Sean Robert Balog | Wells Fargo Advisors wirehouse | Vora Wealth Management, Pllc independent RIA | Wirehouse to independent RIA | Jul 31, 2012 | Aug 17, 2012 |
| Elizabeth Anne Ottersberg | Wells Fargo Advisors wirehouse | Vora Wealth Management, Pllc independent RIA | Wirehouse to independent RIA | Jul 31, 2012 | Aug 2, 2013 (367 d) |
| James Michael Garber | Wells Fargo Advisors wirehouse | Vora Wealth Management, Pllc independent RIA | Wirehouse to independent RIA | Jul 31, 2012 | Aug 17, 2012 |
| David Chadwick Schiller | Wells Fargo Advisors wirehouse | Vora Wealth Management, Pllc independent RIA | Wirehouse to independent RIA | Sep 2, 2008 | Dec 6, 2013 (1921 d) |
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6 moves match.