| Joseph William Michaud | Umb Financial Services, Inc. no RAUM | Prairie Capital Management, LLC other | Other | Jan 4, 2011 | Jan 4, 2011 |
| Shawn Douglas Hause | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 6, 2010 |
| Wayne Michael Kraus | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 6, 2010 |
| Christopher David Blunt | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 5, 2010 |
| Benjamin Mark Polich | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 9, 2010 |
| Julie Ann Rush | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 9, 2010 |
| Dustin Lee Barker | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 5, 2010 |
| Morgan P Jones | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 6, 2010 |
| Angela Dawn Robertson | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 9, 2010 |
| Jarrod Wesley Pierson | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 9, 2010 |
| Kelly Lynn Frazier | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 6, 2010 |
| Jennifer Michele Blunt | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Aug 2, 2010 | Aug 5, 2010 |
| Robyn Richard Schneider | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Jul 30, 2010 | Aug 9, 2010 |
| Brian Nelson Kaufman | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Jul 30, 2010 | Aug 6, 2010 |
| Curtis Alan Krizek | Prairie Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Jul 30, 2010 | Aug 6, 2010 |
| Andrew Simon Klocke | Guilford Capital Management LLC unclassified | Prairie Capital Management, LLC other | Other | Apr 15, 2009 | Aug 6, 2010 (478 d) |