DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Huber Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Seth Joseph | Td Ameritrade, Inc. no RAUM | Huber Financial independent RIA | Other | Dec 6, 2018 | Dec 19, 2018 |
| Stephen Bergman | Vivaldi Capital Management LP independent RIA | Huber Financial independent RIA | RIA to RIA | Apr 30, 2018 | Feb 12, 2019 (288 d) |
| Douglas Ross Morton | United Capital Financial Advisors other | Huber Financial other | Other | Nov 16, 2016 | Jan 13, 2017 (58 d) |
| Andrew W. A. Musbach | Balasa Dinverno Foltz LLC other | Huber Financial other | Other | Oct 21, 2016 | Nov 30, 2016 (40 d) |
| Joshua Paul Walshe | First Command Financial Planning, Inc. other | Huber Financial no RAUM | Other | Dec 15, 2015 | Mar 6, 2010 |
| William Vernon Gunlicks | Cantor Fitzgerald Wealth Partners, LLC other | Huber Financial other | Other | Dec 17, 2014 | Oct 7, 2014 |
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6 moves match.