DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Seth Joseph
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Dec 20, 2024
In the industry
19 y
since Jan 30, 2007 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Simplicity Wealth mixed wealth currentsince Dec 20, 2024 · Summit, Nj
- Savant Wealth Management independent RIAMar 3, 2020 to Dec 6, 2024 · Lincolnshire, Il
- Huber Financial formerDec 19, 2018 to Aug 2, 2020 · Lincolnshire, Il
- Td Ameritrade, Inc. formerMay 31, 2018 to Dec 6, 2018 · Northbrook, Il
- Td Ameritrade Investment Management, LLC formerMay 31, 2018 to Dec 6, 2018 · Northbrook, Il
- Strategic Advisers LLC national BDSep 28, 2016 to May 29, 2018 · Highland Park, Il
- Td Ameritrade Investment Management, LLC formerNov 20, 2012 to Aug 29, 2016 · Chicago, Il
- Td Ameritrade, Inc. formerNov 20, 2012 to Aug 29, 2016 · Chicago, Il
- Madison Avenue Securities, LLC BD affiliatedMar 25, 2009 to Nov 9, 2012 · Skokie, Il
- Madison Avenue Advisors, Inc. unclassifiedMar 18, 2008 to Mar 25, 2009 · Skokie, Il
- Ameriprise Financial Services, LLC national BDJan 31, 2007 to Mar 18, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Savant Wealth Management to Simplicity Wealthleft Dec 6, 2024, registered Dec 20, 2024 (14 days) · Other
- Huber Financial to Savant Wealth Managementleft Aug 2, 2020, registered Mar 3, 2020 (-152 days) · RIA to RIA · moved with a team
- Td Ameritrade, Inc. to Huber Financialleft Dec 6, 2018, registered Dec 19, 2018 (13 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 6, 2018, registered May 31, 2018 (-189 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Td Ameritrade Investment Management, LLCleft May 29, 2018, registered May 31, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 29, 2016, registered Nov 20, 2012 (-1378 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Strategic Advisers LLCleft Aug 29, 2016, registered Sep 28, 2016 (30 days) · Other
- Madison Avenue Securities, LLC to Td Ameritrade Investment Management, LLCleft Nov 9, 2012, registered Nov 20, 2012 (11 days) · Other
- Madison Avenue Advisors, Inc. to Madison Avenue Securities, LLCleft Mar 25, 2009, registered Mar 25, 2009 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Madison Avenue Advisors, Inc.left Mar 18, 2008, registered Mar 18, 2008 (0 days) · Other
Signals
- Jeremy Seth Joseph left Savant Wealth Management for Simplicity Wealth (registered 2024-12-20)Dec 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address