DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Wealth Group, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cornelius Trawick Mcdonald | Capital Investment Counsel Inc independent RIA | The Wealth Group, Ltd independent RIA | RIA to RIA | Mar 26, 2021 | Jul 19, 2019 |
| Leonard Ralph Creech | Cic Advisers, LLC unclassified | The Wealth Group, Ltd independent RIA | Other | May 19, 2011 | May 19, 2011 |
| Warren Chad Carrick | Capital Investment Advisory Services, LLC other | The Wealth Group, Ltd independent RIA | Other | May 3, 2011 | May 6, 2011 |
| James Canady Parker | Cic Advisers, LLC unclassified | The Wealth Group, Ltd independent RIA | Other | May 2, 2011 | Jun 6, 2011 (35 d) |
| Jamie David Sledge | Capital Investment Advisory Services, LLC other | The Wealth Group, Ltd independent RIA | Other | May 2, 2011 | May 6, 2011 |
| Keith Coyner Beck | Ameriprise Financial Services, LLC national BD | The Wealth Group, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2011 | May 6, 2011 (31 d) |
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6 moves match.