DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mbia Capital Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy A GinnValeo Financial Advisors, LLC independent RIAMbia Capital Advisors independent RIARIA to RIAMay 23, 2024Aug 19, 2024 (88 d)
Lionel Olivier BeyThe Retirement Corporation Of America bank affiliatedMbia Capital Advisors otherOtherNov 20, 2020Apr 19, 2023 (880 d)
Michael Winston BainOn Investment Management Co otherMbia Capital Advisors otherOtherDec 31, 2010Apr 20, 2011 (110 d)
Kurt A MartyResources Planning Group Inc otherMbia Capital Advisors otherOtherDec 31, 2009Apr 21, 2011 (476 d)
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4 moves match.