DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grand Strategy Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Ryerson Coulson | Ameriprise Financial Services, LLC national BD | Grand Strategy Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2016 | Aug 18, 2016 |
| Walter Franklin Megonigal | United Brokerage Services Inc other | Grand Strategy Capital, LLC independent RIA | Other | Jul 28, 2010 | Aug 24, 2010 |
| David Harvey Graham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Grand Strategy Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 23, 2010 | Jul 23, 2010 |
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3 moves match.