DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

United Brokerage Services Inc

Broker-dealer affiliated wealth managerParkersburg, West VirginiaCRD 39062SEC 801-80804websiteIAPD
Legal name United Brokerage Services, Inc
Latest filing Apr 10, 2026
First filing on the tape Dec 22, 2014 · 33 filings
SEC status approved since Jan 9, 2015
RAUM
$372M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
93%
$348M individuals and HNW
Advisors
56
registered through the firm on IAPD
RAUM per advisor
$6.6M
derived; firm RAUM over IAPD count
Employees
95
55 advisory (5.B.1)
Offices
80
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$372M as of Apr 10, 2026
Mar 31, 2015$108M then
HNW client RAUM$61.5M as of Apr 10, 2026
Mar 27, 2018$19.3M then
State-registered IARs (5.B.3)55 as of Apr 10, 2026
Mar 31, 201538 then
Employees (5.A)95 as of Apr 10, 2026
Mar 31, 201580 then
Private funds: no history
RAUM -4.3% over the last fiscal year+18% a year over threeIARs 53 to 55offices 79 to 80
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$6.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$267,823derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
0.7derived81 offices incl. principal (1.F.5)
RAUM growth, one year
-4.3%derivedbetween the last two annual amendments
Advisor growth, one year
+3.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
-28%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$286M77%
  • High-net-worth individuals$61.5M17%
  • Corporations and businesses$24.4M6.6%
Individual clients
1,319reported
HNW clients
49reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,390reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=70.0derived
Advisors registered through the firm
56 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ami Lee ShaverParkersburg, WvFeb 16, 199930 y0
Robert Jerry BrewsterCeredo, Wv Jun 16, 200522 y0
Adam Kyle StewartMartinsburg, Wv Aug 10, 200620 y0
Andrew John MccullyVienna, VaJan 16, 200720 y1
Nathaniel A ButlerParkersburg, WvMar 20, 200819 y1
Peter Trageser WarrenMartinsburg, WvJan 4, 201315 y1
Todd Edward LoyalUniontown, Pa Apr 5, 201325 y1
Micheal Len EarlParkersburg, WvJan 29, 201425 y0
Michael Fillers BolenAlexandria, Va Feb 14, 201433 y3
Rossitsa V GetskovaCharleston, WvMar 31, 201521 y1
Gregory Allen DennisRipley, Wv Oct 27, 201527 y2
Amanda D. V. GiangolaFront Royal, Va Jan 8, 201612 y0
Eric Scott PrittBig Chimney, Wv Jan 25, 201617 y4
Brian Patrick DeanMorgantown, Wv Jan 25, 201626 y4
Tristan William HawkinsVienna, Va Mar 14, 201625 y4
Matthew Lee HumphreyVienna, VaAug 24, 201613 y0
Corey Adam BrowningFayetteville, Wv Oct 6, 201620 y0
Stephen Craig NelsonManassas, Va May 2, 201739 y1
Thomas James MudlaffVienna, Va Dec 11, 201733 y3
Omid Heidar SanieVienna, Va Mar 26, 201812 y3
Christopher Neil WilliamsWashington, NcMar 27, 201828 y2
Manuel Martin MoralCertified Financial PlannerRockville, Md Apr 16, 201821 y3
John Brewster StevensHagerstown, MdMar 7, 201935 y3
Joseph Vincent CarterVienna, Va Sep 4, 201929 y0
Robin Biddy RadovichLincolnton, NcJul 1, 202023 y2
Benjamin Bradstreet FrazierGarden City, Sc Aug 3, 202019 y4
Shane Andrew MarroneMartinsburg, WvAug 21, 202013 y0
Lindsay Diehl GreenParkersburg, WvNov 18, 202016 y0
Samuel Dyk HershbergerLincolnton, Nc Jan 19, 202139 y5
Nicholas DigiorgioCharlottesville, Va Mar 25, 202110 y1
Lori Milner PointerParkersburg, WvApr 2, 202110 y2
Nicholas MasihArlington, VaJul 26, 202111 y0
Joshua Lee McbrideParkersburg, Wv Oct 25, 202118 y5
Jody David BruceGlen Allen, Va Mar 16, 202226 y4
Brian William KargSunset Beach, Nc Apr 12, 202216 y1
Eric Spencer HumphreyParkersburg, WvJul 8, 202213 y0
Joseph William KantakevichCertified Financial PlannerWashington, DcSep 13, 202217 y4
John Richard CurrierCharlotte, NcApr 4, 202329 y1
David Anthony DuttonFayetteville, Nc Apr 6, 202312 y1
Todd William JorgensonAshburn, VaJun 14, 202313 y0
All 56 advisors at United Brokerage Services Inc
Advisor movement
3 left, 13 joined in 12 months
net +10 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 5.4% of current headcount12 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Richard Matthew Jr Adams · Chairman Of The Board/Directorcontrol
    since 10/1998 · owns less than 5%
  • Matthew Lee Humphrey · Chief Executive Officer/Directorcontrol
    since 01/2017 · owns less than 5%
  • Ami Lee Shaver · Directorcontrol
    since 03/2002 · owns less than 5%
  • Angie Marie Board · Finop
    since 03/2016 · owns less than 5%
  • Micheal Len Earl · Chief Compliance Officer
    since 03/2015 · owns less than 5%
  • Julie Ritchie Gurtis · Director
    since 03/2015 · owns less than 5%
  • Donald Frederick Mock · Director
    since 01/2020 · owns less than 5%
  • Thomas James Mudlaff · Chief Operations Officer
    since 12/2017 · owns less than 5%
  • Frank Kevin Reynolds · Director
    since 01/2020 · owns less than 5%
  • Mark Allen Stull · Sales Manager
    since 02/2020 · owns less than 5%
Entity owners
  • United Bank · Indirect Owner
    indirect · owns 75% or more of United Asset Management Corp
  • United Bankshares, Inc. · Indirect Owner
    indirect · owns 75% or more of United Bank
  • United Asset Management Corp. · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Vienna, Va810
Parkersburg, Wv · principal700
Washington, Dc621
Ashburn, Va310
Martinsburg, Wv300
Raleigh, Nc320
Charleston, Wv310
Fredericksburg, Va310
Lincolnton, Nc200
Mclean, Va200
Morgantown, Wv210
Myrtle Beach, Sc210
Richmond, Va210
Rocky Mount, Nc210
Arlington, Va200
Charlotte, Nc210
Duluth, Ga210
Durham, Nc211
Fairfax, Va200
Fayetteville, Nc210
Offices
Schedule D 1.F, the 25 largest
  • Charleston, WV5 employees
  • Bethesda, MD4 employees
  • Arlington, VA3 employees
  • Charlottesville, VA3 employees
  • Fairfax, VA3 employees
  • Beckley, WV2 employees
  • Moundsville, WV2 employees
  • Mclean, VA2 employees
  • Rockville, MD2 employees
  • Vienna, VA2 employees
  • Washiington, DC2 employees
  • Wheeling, WV2 employees
  • Martinsburg, WV1 employees
  • Vienna, WV1 employees
  • Charles Town, WV1 employees
  • Weirton, WV1 employees
  • Ripley, WV1 employees
  • Uniontown, PA1 employees
  • Hagerstown, WV1 employees
  • Charleston, WV1 employees
  • Summersville, WV1 employees
  • Vienna, VA1 employees
  • Dunbar, WV1 employees
  • Uniontown, PA1 employees
  • Morgantown, WV1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • clients down average size upCombination · filing Apr 10, 2026
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $389,130,559 to $372,273,451, advisors 53 to 55, private clients 1889 to 1368, offices 79 to 80 (2025-04-04 to 2026-04-10)
    peers: affiliated wealth managers (187)
What changed
consecutive filings, newest first
  • Accounts · 1,889 to 1,390
    Apr 4, 2025 to Mar 30, 2026
  • Advisory employees · 53 to 55
    Apr 4, 2025 to Mar 30, 2026
  • Corporate clients · 15 to 22
    Apr 4, 2025 to Mar 30, 2026
  • HNW clients · 38 to 49
    Apr 4, 2025 to Mar 30, 2026
  • Individual clients · 1,851 to 1,319
    Apr 4, 2025 to Mar 30, 2026
  • Employees · 101 to 95
    Apr 4, 2025 to Mar 30, 2026
  • State-registered IARs · 53 to 55
    Apr 4, 2025 to Mar 30, 2026
  • Other offices · 79 to 80
    Apr 4, 2025 to Mar 30, 2026
  • HNW RAUM · $40.8M to $61.5M
    Apr 4, 2025 to Mar 30, 2026
  • Individual RAUM · $330M to $286M
    Apr 4, 2025 to Mar 30, 2026
  • Non-discretionary RAUM · $389M to $372M
    Apr 4, 2025 to Mar 30, 2026
  • RAUM · $389M to $372M
    Apr 4, 2025 to Mar 30, 2026
  • Accounts · 790 to 1,889
    Mar 26, 2024 to Apr 4, 2025
  • Advisory activities · 3 to 2
    Mar 26, 2024 to Apr 4, 2025
  • Corporate clients · unset to 15.0
    Mar 26, 2024 to Apr 4, 2025
  • HNW clients · 16 to 38
    Mar 26, 2024 to Apr 4, 2025
  • Individual clients · 774 to 1,851
    Mar 26, 2024 to Apr 4, 2025
  • Financial planning clients · 0 to 0
    Mar 26, 2024 to Apr 4, 2025
  • HNW RAUM · $12.1M to $40.8M
    Mar 26, 2024 to Apr 4, 2025
  • Individual RAUM · $238M to $330M
    Mar 26, 2024 to Apr 4, 2025
  • Non-discretionary RAUM · $250M to $389M
    Mar 26, 2024 to Apr 4, 2025
  • RAUM · $250M to $389M
    Mar 26, 2024 to Apr 4, 2025
  • Wrap assets (manager) · 0.0 to unset
    Mar 26, 2024 to Apr 4, 2025
  • Wrap assets (sponsor) · 249745685.0 to unset
    Mar 26, 2024 to Apr 4, 2025
  • Accounts · 953 to 790
    Sep 5, 2023 to Mar 26, 2024
  • Advisory employees · 47 to 53
    Sep 5, 2023 to Mar 26, 2024
  • BD registered reps · 65 to 70
    Sep 5, 2023 to Mar 26, 2024
  • HNW clients · unset to 16.0
    Sep 5, 2023 to Mar 26, 2024
  • Individual clients · 953 to 774
    Sep 5, 2023 to Mar 26, 2024
  • Employees · 100 to 101
    Sep 5, 2023 to Mar 26, 2024
  • State-registered IARs · 58 to 53
    Sep 5, 2023 to Mar 26, 2024
  • HNW RAUM · unset to 12062356.0
    Sep 5, 2023 to Mar 26, 2024
  • Individual RAUM · $229M to $238M
    Sep 5, 2023 to Mar 26, 2024
  • Non-discretionary RAUM · $229M to $250M
    Sep 5, 2023 to Mar 26, 2024
  • RAUM · $229M to $250M
    Sep 5, 2023 to Mar 26, 2024
  • Wrap assets (sponsor) · $154M to $250M
    Sep 5, 2023 to Mar 26, 2024
  • Accounts · 1,477 to 953
    Jul 8, 2022 to Mar 31, 2023
  • Individual clients · 1,477 to 953
    Jul 8, 2022 to Mar 31, 2023
  • Employees · 108 to 100
    Jul 8, 2022 to Mar 31, 2023
  • Other offices · 72 to 79
    Jul 8, 2022 to Mar 31, 2023
Signals
24 dated events
  • Malcolm Jews left United Brokerage Services Inc for Lpl Financial Llc (registered 2026-06-09)
    Jun 22, 2026 · Advisor changed firm · fact
  • Jason Edward May left United Brokerage Services Inc for Edward Jones (registered 2026-04-24)
    May 22, 2026 · Advisor changed firm · fact
  • Daniel Lee Starling left United Brokerage Services Inc for First Citizens Investor Services, Inc. (registered 2026-04-22)
    Mar 31, 2026 · Advisor changed firm · fact
  • Scott Soenen left United Brokerage Services Inc for Td Private Client Wealth Llc (registered 2025-08-29)
    Aug 26, 2025 · Advisor changed firm · fact
  • Christopher Staten left United Brokerage Services Inc for Morgan Stanley (registered 2025-06-27)
    Jul 10, 2025 · Advisor changed firm · fact
  • United Brokerage Services Inc reported RAUM $389.1M, up 56% from $249.7M (2024-03-26 to 2025-04-04)
    Apr 4, 2025 · RAUM change · derived
  • Ronald Bradford Burley left United Brokerage Services Inc for Lpl Financial Llc (registered 2025-02-10)
    Oct 16, 2024 · Advisor changed firm · fact
  • Scott Matthew Molina left United Brokerage Services Inc for Advisory Services Network (registered 2024-01-26)
    Feb 16, 2024 · Advisor changed firm · fact
  • Jessi Elizabeth Mills left United Brokerage Services Inc for Morgan Stanley (registered 2024-01-17)
    Dec 15, 2023 · Advisor changed firm · fact
  • Karl Patrick Tweardy left United Brokerage Services Inc for Fidelity Personal And Workplace Advisors (registered 2024-02-14)
    Dec 15, 2023 · Advisor changed firm · fact
  • Mark Allen Stull left United Brokerage Services Inc for Janney Montgomery Scott Llc (registered 2023-12-15)
    Dec 15, 2023 · Advisor changed firm · fact
  • James Shannon Morris left United Brokerage Services Inc for Mma Securities Llc (registered 2023-12-20)
    Dec 15, 2023 · Advisor changed firm · fact
  • Jason Whiteman left United Brokerage Services Inc for Pnc Wealth Management (registered 2024-01-17)
    Sep 29, 2023 · Advisor changed firm · fact
  • United Brokerage Services Inc reported 79 offices beyond its principal office, up from 72 (2022-07-08 to 2023-03-31)
    Mar 31, 2023 · Office count change · derived
  • Eric A Group left United Brokerage Services Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-20)
    Jan 26, 2023 · Advisor changed firm · fact
  • Melissa Anne Blankenship left United Brokerage Services Inc for Raymond James Financial Services Advisors, Inc (registered 2023-01-13)
    Dec 20, 2022 · Advisor changed firm · fact
  • Royeen Ahmad Sanie left United Brokerage Services Inc for J.P. Morgan Securities Llc (registered 2022-09-12)
    Sep 12, 2022 · Advisor changed firm · fact
  • Bradley Mitchell Curelop left United Brokerage Services Inc for Pnc Wealth Management (registered 2022-04-20)
    Apr 21, 2022 · Advisor changed firm · fact
  • Matthew T Melton left United Brokerage Services Inc for Edward Jones (registered 2022-06-03)
    Apr 1, 2022 · Advisor changed firm · fact
  • United Brokerage Services Inc reported 58 state-registered advisory representatives, up from 44 (2021-03-29 to 2022-03-31)
    Mar 31, 2022 · Advisor headcount change · derived
  • United Brokerage Services Inc reported 72 offices beyond its principal office, up from 65 (2020-06-29 to 2021-03-29)
    Mar 29, 2021 · Office count change · derived
  • United Brokerage Services Inc reported 44 state-registered advisory representatives, up from 34 (2020-06-29 to 2021-03-29)
    Mar 29, 2021 · Advisor headcount change · derived
  • United Brokerage Services Inc reported 61 offices beyond its principal office, up from 47 (2018-03-27 to 2019-03-29)
    Mar 29, 2019 · Office count change · derived
  • United Brokerage Services Inc filed its initial SEC registration (Form ADV)
    Dec 22, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
UNITED-BROKERAGE.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
888-424-6158reportedpublic record, Form ADV, Apr 10, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$6.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026