DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clark Dodge Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen William Guercio | Alexander Capital Wealth Management LLC independent RIA | Clark Dodge Asset Management, LLC other | Other | Mar 1, 2022 | Jan 31, 2018 |
| Craig R Marson | Stonegate Wealth Management, LLC other | Clark Dodge Asset Management, LLC other | Other | Apr 16, 2013 | Jul 11, 2013 (86 d) |
| Susan Jean Hunter | Retirement Counseling Associates, LLC unclassified | Clark Dodge Asset Management, LLC other | Other | Oct 4, 2011 | Jul 18, 2011 |
| Michael Robert Sanders | Clark Dodge & Co., Inc. unclassified | Clark Dodge Asset Management, LLC other | Other | May 2, 2011 | Jul 11, 2011 (70 d) |
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4 moves match.