DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Agg Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alex Gregory Garcia | Luminous 8 Wealth Management LLC unclassified | Agg Asset Management, LLC state registered | Other | Feb 1, 2017 | Jan 1, 2025 (2891 d) |
| Michael Joseph Villanueva | Wells Fargo Advisors wirehouse | Agg Asset Management, LLC state registered | Wirehouse to a state-registered adviser | Apr 7, 2015 | Apr 6, 2015 |
| Yohance Daudi Harrison | Ameriprise Financial Services, LLC national BD | Agg Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2014 | Jun 5, 2015 (311 d) |
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3 moves match.