DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Live Oak Wealth Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Robert Whittington | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Live Oak Wealth Advisory Group, LLC other | Other | Jun 14, 2021 | Jun 11, 2021 |
| John Allen Vann | Banyan Partners, LLC other | Live Oak Wealth Advisory Group, LLC other | Other | Nov 26, 2014 | Oct 9, 2015 (317 d) |
| John Michael Robertson | Novodyn Advisors LLC state registered | Live Oak Wealth Advisory Group, LLC other | Other | Apr 19, 2013 | Jun 6, 2013 (48 d) |
| William Kenneth Jobes | RBC Capital Markets, LLC national BD | Live Oak Wealth Advisory Group, LLC other | Other | Oct 21, 2010 | Nov 1, 2010 |
| Jonathan Scott Solo | RBC Capital Markets, LLC national BD | Live Oak Wealth Advisory Group, LLC other | Other | Oct 21, 2010 | Oct 15, 2010 |
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5 moves match.