DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westfuller Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rahima JamalAlign Impact, LLC independent RIAWestfuller Advisors, LLC otherOtherJun 4, 2025Jul 15, 2025 (41 d)
Ryan Arnez MonroeAdasina Social Capital otherWestfuller Advisors, LLC otherOtherApr 3, 2023Jul 10, 2023 (98 d)
Todd D Van GrouwAmeriprise Financial Services, LLC national BDWestfuller Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2021Aug 19, 2021
Ellen ChiuNeuberger Berman Bd LLC no RAUMWestfuller Advisors, LLC independent RIAOtherJul 20, 2021Nov 8, 2021 (111 d)
Warren James SteanBeacon Global Advisor Network, LLC independent RIAWestfuller Advisors, LLC independent RIARIA to RIAMay 9, 2019May 22, 2019
Lola C. WestMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestfuller Advisors, LLC otherOtherOct 6, 2009Dec 14, 2010 (434 d)
Ian Scot FullerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestfuller Advisors, LLC otherOtherOct 6, 2009Dec 14, 2010 (434 d)
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7 moves match.