DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Advocate Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily Ann Einwalter | Kestra Advisory Services, LLC BD affiliated | The Advocate Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 30, 2025 |
| Brennan Paul Skon | Schwarz Dygos Wheeler Investment Advisors LLC independent RIA | The Advocate Group, LLC independent RIA | RIA to RIA | Oct 28, 2024 | Nov 5, 2024 |
| Jacob J Worthen | MML Investors Services, LLC BD affiliated | The Advocate Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2021 | Nov 16, 2021 |
| Sabrina F Karns | Commonwealth Financial Network national BD | The Advocate Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2021 | Nov 18, 2021 |
| Jacob M Stanczyk | Md Financial Advisors / Vestment Financial independent RIA | The Advocate Group, LLC independent RIA | RIA to RIA | Jun 17, 2016 | May 26, 2022 (2169 d) |
| Sean Patrick Ohagan | LPL Financial LLC other | The Advocate Group, LLC other | Other | Oct 7, 2014 | Jun 20, 2014 |
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6 moves match.