DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pogson & Matt Wealth Management Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Paul OttersonFidelity Personal And Workplace Advisors BD affiliatedPogson & Matt Wealth Management Group state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 14, 2019Jul 2, 2019 (169 d)
Roger Stan BrackenTd Ameritrade, Inc. no RAUMPogson & Matt Wealth Management Group state registeredOtherDec 23, 2013Dec 19, 2014 (361 d)
Kenneth Steven PogsonCambridge Investment Research Advisors, Inc. otherPogson & Matt Wealth Management Group state registeredOtherFeb 25, 2011Feb 1, 2011
Ronald Dan GreggCambridge Investment Research Advisors, Inc. otherPogson & Matt Wealth Management Group state registeredOtherFeb 25, 2011Feb 1, 2011
William James MullenmeisterCambridge Investment Research Advisors, Inc. otherPogson & Matt Wealth Management Group state registeredOtherFeb 25, 2011Feb 1, 2011
James Louis MattCambridge Investment Research Advisors, Inc. otherPogson & Matt Wealth Management Group state registeredOtherFeb 22, 2011Feb 1, 2011
Edward George HeintzCambridge Investment Research Advisors, Inc. otherPogson & Matt Wealth Management Group state registeredOtherJan 28, 2011Jan 7, 2011
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7 moves match.