DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cgc Financial Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kobe Myles GustafsonOsaic Wealth, Inc. BD affiliatedCgc Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2026Aug 19, 2026
Noah SteinbrennerOsaic Wealth, Inc. BD affiliatedCgc Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2024Nov 23, 2021
Shane Neal HuntOsaic Wealth, Inc. BD affiliatedCgc Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2023Jun 18, 2023
Casey Edward ClevelandOsaic Wealth, Inc. BD affiliatedCgc Financial Services otherOtherDec 19, 2019Jan 3, 2011
Jamieson Logan GrabenhorstOsaic Wealth, Inc. BD affiliatedCgc Financial Services otherOtherDec 19, 2019Jan 3, 2011
Megan Margarete RichardsonOsaic Wealth, Inc. otherCgc Financial Services otherOtherDec 31, 2016Feb 13, 2018 (409 d)
Tammi Jo OrtegaEtesian Wealth Advisors, Inc. otherCgc Financial Services otherOtherMay 5, 2015Nov 30, 2015 (209 d)
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7 moves match.