DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brown Financial Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan Michael Hipp | Cetera Investment Advisers LLC BD affiliated | Brown Financial Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Dec 18, 2024 (257 d) |
| Harvey Atwood Hutchinson | Arvest Wealth Management independent RIA | Brown Financial Advisory independent RIA | RIA to RIA | Mar 18, 2022 | Oct 31, 2022 (227 d) |
| Joshua Wyatt Lancaster | Waverly Advisors, LLC independent RIA | Brown Financial Advisory independent RIA | RIA to RIA | Aug 21, 2018 | Sep 12, 2018 |
| Mu-Tin Wultsch | Schwab Wealth Advisory, Inc. other | Brown Financial Advisory independent RIA | Other | Jan 30, 2017 | Feb 4, 2022 (1831 d) |
| Christopher Steven Alman | Charles D. Jones Capital Management, Inc. other | Brown Financial Advisory other | Other | Feb 3, 2014 | Feb 22, 2014 |
| Daniel Scott Mcleod | Kinsight, LLC other | Brown Financial Advisory other | Other | Dec 17, 2010 | Jan 25, 2011 (39 d) |
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6 moves match.