DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lindbrook Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary LevensteinJess S. Morgan & Company., Inc. independent RIALindbrook Capital, LLC independent RIARIA to RIANov 17, 2022Nov 9, 2022
Jonathan Scott DrubnerIntersect Capital LLC independent RIALindbrook Capital, LLC independent RIARIA to RIAAug 5, 2022May 27, 2022
Lee SamsonUBS Financial Services Inc. wirehouseLindbrook Capital, LLC independent RIAWirehouse to independent RIADec 9, 2021Nov 12, 2021
Marielle SchurigUBS Financial Services Inc. wirehouseLindbrook Capital, LLC independent RIAWirehouse to independent RIADec 9, 2021Nov 12, 2021
Tyler DritzOppenheimer & Co. Inc. otherLindbrook Capital, LLC otherOtherMay 19, 2011May 13, 2011
Benjamin PosenOppenheimer Asset Management otherLindbrook Capital, LLC otherOtherNov 12, 2007May 13, 2011 (1278 d)
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6 moves match.