DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Objective Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Steven Watt | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | May 5, 2021 |
| Jason A Tosh | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | May 5, 2021 |
| Mitchell Lawrence Stein | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Mar 1, 2019 |
| Adam Steven Vertes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Objective Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 21, 2016 | Nov 18, 2016 |
| Tristan Robert Lewis | Morgan Stanley wirehouse | Objective Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 21, 2011 | Jan 20, 2011 |
| Christopher Michael Denholm | Morgan Stanley wirehouse | Objective Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 21, 2011 | Jan 20, 2011 |
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6 moves match.