DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independence Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Geoffrey Edward TuthillNorthwestern Mutual Investment Services,LLC no RAUMIndependence Financial Advisors, LLC independent RIAOtherJan 16, 2024Jan 30, 2024
Pamela Lynn HannanOsaic Institutions, Inc. BD affiliatedIndependence Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2021Feb 19, 2021 (47 d)
Jaimie L. SousaCambridge Investment Research Advisors, Inc. BD affiliatedIndependence Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Sep 2, 2019 (42 d)
Luca Anthony D ItaliaOsaic Institutions, Inc. BD affiliatedIndependence Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Dec 26, 2018 (100 d)
Paul William GatehouseOsaic Institutions, Inc. otherIndependence Financial Advisors, LLC otherOtherApr 7, 2011Apr 11, 2011
Michael Francis VenturaOsaic Institutions, Inc. otherIndependence Financial Advisors, LLC otherOtherApr 7, 2011Apr 11, 2011
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6 moves match.