DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pettinga Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel Scott Mullins | Fdx Advisors, Inc. asset manager | Pettinga Financial Advisors, LLC independent RIA | Other | Jun 28, 2018 | Jun 28, 2018 |
| Matthew Edward Volkman | Pettinga Financial Advisors Inc unclassified | Pettinga Financial Advisors, LLC other | Other | Mar 15, 2011 | Jan 9, 2012 (300 d) |
| Mark Victor Pettinga | Pettinga Financial Advisors Inc unclassified | Pettinga Financial Advisors, LLC other | Other | Mar 15, 2011 | Dec 20, 2011 (280 d) |
| Brian Jay Goebel | Pettinga Financial Advisors Inc unclassified | Pettinga Financial Advisors, LLC other | Other | Mar 15, 2011 | Dec 21, 2011 (281 d) |
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4 moves match.