DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fischer Investment Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pierre Jacques Gendreau | Capo Creek Financial Solutions state registered | Fischer Investment Strategies, LLC independent RIA | Other | Jan 5, 2022 | Sep 29, 2021 |
| Lynn Richard Petkus | Aviance Capital Partners LLC independent RIA | Fischer Investment Strategies, LLC independent RIA | RIA to RIA | Nov 20, 2019 | Aug 6, 2021 (625 d) |
| Theodore James Fischer | Index Fund Advisors, Inc. other | Fischer Investment Strategies, LLC no RAUM | Other | Dec 20, 2011 | Dec 16, 2011 |
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3 moves match.