DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• P••••••• L••
Latest filing Sep 3, 2026
First filing on the tape Nov 18, 2011 · 55 filings
SEC status approved since Mar 25, 2008
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$188M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$1.1B as of Apr 23, 2026
Mar 30, 2012$251M then
HNW client RAUM$1.0B as of Apr 23, 2026
Mar 28, 2018$436M then
State-registered IARs (5.B.3)7 as of Apr 23, 2026
Mar 27, 20134 then
Employees (5.A)11 as of Apr 23, 2026
Mar 27, 20138 then
Private funds: no history
RAUM +16% over the last fiscal year+23% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $188MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $513M, 182 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B93%
- Individuals$79.4M7.1%
- Charitable organizations$2.9M0.3%
- Individual clients
- 162reported
- HNW clients
- 210reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 974reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $513M for 182 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• D•••• B••••Chartered Financial Analyst | Naples, Fl | Dec 1, 2011 | 27 y | 1 |
| J••• J••••• C••••••• | Naples, Fl | Dec 8, 2017 | 25 y | 4 |
| M•••••• J••• C••••••Chartered Financial Analyst | Naples, Fl | Sep 20, 2018 | 30 y | 0 |
| P•••• B•••• J••••• | Naples, Fl | Apr 6, 2023 | 30 y | 3 |
| A•••••••• I• C•••• | Naples, Fl | Mar 28, 2024 | 20 y | 4 |
| F•••••••• A•••••• A•••••••Certified Financial Planner, Chartered Financial Analyst | Winter Park, Fl | May 30, 2024 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C•••••• M•••••• C•••••• to L•••• W••••• A•••••••Mar 20, 2025 · RIA to a state-registered adviser
- M•••••• J•••• J•••••• to M•••• • C••••• I••Jul 5, 2023 · RIA to affiliated broker-dealer or bank
- B•••• J• C••••••• to M•••• • C••••• I••Jul 5, 2023 · RIA to affiliated broker-dealer or bank
- S••••••• L••••• B••••••• to B•••••••••Apr 3, 2023 · RIA to RIA
- J•••• R••• A•••••••• to S••••• W••••• A•••••••• I•••Mar 30, 2021 · Other
- L••• R•••••• P••••• to F•••••• I••••••••• S••••••••• L••Nov 20, 2019 · RIA to RIA
- R•••••• I•••••••• to M••• S••••• F•••••••• L••• A•••••••• L••Jun 16, 2016 · Other
Joined, latest
- F•••••••• A•••••• A••••••• from F••••••• P••••••• A•• W•••••••• A•••••••May 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• I• C•••• from C••••••Mar 28, 2024 · RIA to RIA
- C•••••• M•••••• C•••••• from N••• W••••• M••••••••• I•••Jan 22, 2024 · RIA to RIA
- P•••• B•••• J••••• from C•••••• W••••• P•••••••• L••Apr 6, 2023 · RIA to RIA
- J•••• R••• A•••••••• from T• A••••••••• I••••••••• M••••••••• L••Nov 21, 2019 · RIA to RIA
- J••• J••••• C••••••• from I•••••• C•••••• A•••••••Dec 8, 2017 · Other
- L••• R•••••• P••••• from C•••••••• M••••••••• G••••Apr 11, 2013 · Other
- J••• D•••• B•••• from L••••••• A•••• M••••••••• C••••••Dec 1, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M•••• • C••••• I••Jul 5, 2023 · Naples, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• D•••• · Managing Membercontrolsince 01/2016 · owns 50% to 75%
- P•••• J••••••• S•••••• · Chief Compliance Officer, Chief Operating Officer, Membercontrolsince 02/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naples, Fl · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Apr 23, 2026 to Sep 3, 2026
- Related adviser · false to unsetApr 23, 2026 to Sep 3, 2026
- Related bank · false to unsetApr 23, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetApr 23, 2026 to Sep 3, 2026
- Related insurance company · false to unsetApr 23, 2026 to Sep 3, 2026
- Succession · false to unsetApr 23, 2026 to Sep 3, 2026
- Accounts · 968 to 974Aug 18, 2025 to Mar 27, 2026
- HNW clients · 198 to 210Aug 18, 2025 to Mar 27, 2026
- Individual clients · 166 to 162Aug 18, 2025 to Mar 27, 2026
- Assets in custody · $437M to $513MAug 18, 2025 to Mar 27, 2026
- Employees · 9 to 11Aug 18, 2025 to Mar 27, 2026
- State-registered IARs · 6 to 7Aug 18, 2025 to Mar 27, 2026
- Discretionary RAUM · $967M to $1.1BAug 18, 2025 to Mar 27, 2026
- HNW RAUM · $895M to $1.0BAug 18, 2025 to Mar 27, 2026
- Individual RAUM · $73.6M to $79.4MAug 18, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $3.9M to $4.1MAug 18, 2025 to Mar 27, 2026
- RAUM · $971M to $1.1BAug 18, 2025 to Mar 27, 2026
- Accounts · 721 to 968Jun 4, 2024 to Mar 31, 2025
- HNW clients · 143 to 198Jun 4, 2024 to Mar 31, 2025
- Individual clients · 137 to 166Jun 4, 2024 to Mar 31, 2025
- Assets in custody · $290M to $437MJun 4, 2024 to Mar 31, 2025
- Employees · 8 to 9Jun 4, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 51-100Jun 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $629M to $967MJun 4, 2024 to Mar 31, 2025
- HNW RAUM · $570M to $895MJun 4, 2024 to Mar 31, 2025
- Individual RAUM · $62.3M to $73.6MJun 4, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.7M to $3.9MJun 4, 2024 to Mar 31, 2025
- RAUM · $632M to $971MJun 4, 2024 to Mar 31, 2025
- Other offices · 0 to 1Mar 29, 2024 to Jun 4, 2024
- Accounts · 850 to 721Jul 5, 2023 to Mar 29, 2024
- Advisory employees · 7 to 6Jul 5, 2023 to Mar 29, 2024
- HNW clients · 171 to 143Jul 5, 2023 to Mar 29, 2024
- Individual clients · 150 to 137Jul 5, 2023 to Mar 29, 2024
- Assets in custody · $252M to $290MJul 5, 2023 to Mar 29, 2024
- Employees · 10 to 8Jul 5, 2023 to Mar 29, 2024
- Financial planning clients · 101-250 to 26-50Jul 5, 2023 to Mar 29, 2024
- State-registered IARs · 7 to 6Jul 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $602M to $629MJul 5, 2023 to Mar 29, 2024
- HNW RAUM · $546M to $570MJul 5, 2023 to Mar 29, 2024
- Individual RAUM · $59.2M to $62.3MJul 5, 2023 to Mar 29, 2024
Signals
7 dated events
- A•••••• C•••••• P••••••• L•• reported RAUM $971.0M, up 54% from $632.3M (2024-06-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C•••••• M•••••• C•••••• left A•••••• C•••••• P••••••• L•• for L•••• W••••• A••••••• (registered 2025-06-12)Mar 20, 2025 · Advisor changed firm · fact
- B•••• J• C••••••• left A•••••• C•••••• P••••••• L•• for M•••• • C••••• I•• (registered 2023-07-05)Jul 5, 2023 · Advisor changed firm · fact
- M•••••• J•••• J•••••• left A•••••• C•••••• P••••••• L•• for M•••• • C••••• I•• (registered 2023-07-05)Jul 5, 2023 · Advisor changed firm · fact
- 2 advisors left A•••••• C•••••• P••••••• L•• (Naples, FL) for M•••• • C••••• I•• on the same dayJul 5, 2023 · Team lift-out · derived
- S••••••• L••••• B••••••• left A•••••• C•••••• P••••••• L•• for Betterment (registered 2024-08-30)Apr 3, 2023 · Advisor changed firm · fact
- R•••••• J•••• Neel (Member) no longer on Schedule A of A•••••• C•••••• P••••••• L•• (listed 2021-07-09, absent 2021-09-22)Sep 22, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-598-4747reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/A••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-598-4747reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- aviancecapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- aviancecapitalpartners.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $188Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026