DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hobbs Group Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc Lowell MurrayThe Daniel Group otherHobbs Group Advisors LLC independent RIAOtherJan 17, 2020Dec 9, 2024 (1788 d)
Thomas Winfield ManlyStrategic Advisers LLC national BDHobbs Group Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2016Jan 1, 2025 (3061 d)
Mark Thomas HobbsCarolina Wealth Management, LLC unclassifiedHobbs Group Advisors LLC independent RIAOtherNov 3, 2006Jun 1, 2011 (1671 d)
Peter A PigeonCarolina Wealth Management, LLC unclassifiedHobbs Group Advisors LLC independent RIAOtherNov 3, 2006Aug 17, 2018 (4305 d)
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4 moves match.