DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wwm Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory James Carroll | Sterling Global Strategies, LLC mixed wealth | Wwm Financial independent RIA | RIA to RIA | Jul 2, 2019 | May 7, 2019 |
| Scott Alan Mcclatchey | LPL Financial LLC other | Wwm Financial other | Other | May 11, 2017 | Apr 28, 2017 |
| Vincent Joseph Stefano | Crowell, Weedon & Co. other | Wwm Financial other | Other | Jan 15, 2013 | Jan 4, 2013 |
| Catherine Mary Magana | Morgan Stanley wirehouse | Wwm Financial other | Other | Aug 23, 2011 | Jul 29, 2011 |
| Rachel Teresa Ivanovich | Ameriprise Advisor Services, Inc. unclassified | Wwm Financial independent RIA | Other | Dec 6, 2004 | Jul 8, 2021 (6058 d) |
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5 moves match.