DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rmb West, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick J Stimson | Ameriprise Financial Services, LLC national BD | Rmb West, LLC other | Other | Jan 30, 2014 | Apr 23, 2014 (83 d) |
| John Patrick Bohan | Financial Telesis, Inc. other | Rmb West, LLC other | Other | Feb 25, 2013 | Apr 1, 2013 (35 d) |
| Richard Todd Will | Curi Capital, LLC other | Rmb West, LLC other | Other | Jan 30, 2012 | Aug 29, 2012 (212 d) |
| Seth Michael Davis | Wisdom In Action, LLC unclassified | Rmb West, LLC other | Other | Dec 31, 2011 | Mar 26, 2012 (86 d) |
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4 moves match.