DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harold Dance Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patty Sui Bartholomew | Parsonex Advisory Services, Inc. independent RIA | Harold Dance Investments independent RIA | RIA to RIA | Jan 2, 2024 | Jan 3, 2024 |
| Jack W Peterson | Cambridge Investment Research Advisors, Inc. other | Harold Dance Investments independent RIA | Other | Dec 31, 2007 | Dec 3, 2009 (703 d) |
| Kent B Haueter | Zions Direct, Inc. unclassified | Harold Dance Investments independent RIA | Other | Feb 7, 2006 | Feb 13, 2006 |
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3 moves match.