DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Parsonex Advisory Services, Inc.

Independent wealth managerEnglewood, ColoradoCRD 160275SEC 801-74543websiteIAPD
Latest filing Jun 10, 2026
First filing on the tape Mar 7, 2012 · 64 filings
SEC status approved since Mar 27, 2012
RAUM
$271M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$238M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$22.6M
derived; firm RAUM over IAPD count
Employees
24
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$271M as of Jun 10, 2026
Mar 8, 2013$7.1M then
HNW client RAUM$147M as of Jun 10, 2026
Mar 23, 2018$20.0M then
State-registered IARs (5.B.3)9 as of Jun 10, 2026
Mar 8, 20130 then
Employees (5.A)24 as of Jun 10, 2026
Mar 8, 20131 then
Private funds1 as of Jun 10, 2026
Mar 31, 20261 then
RAUM +55% over the last fiscal year+37% a year over threeIARs 0 to 9offices 3 to 2
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$22.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$251,449derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
4.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+55%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-46%derived
Compensation
percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$147M54%
  • Individuals$91.4M34%
  • Pooled investment vehicles$33.1M12%
Individual clients
270reported
HNW clients
60reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,079reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.88 fund_share=0.12 institutional_share=0.0 related_bd=true related_bank=false bd_reps=11.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Robert Edward SuttonSkiatook, Ok Jan 8, 202120 y1
John Allen MccarthyTustin, Ca Jan 8, 202118 y1
Carol Marie GriffinEnglewood, CoJan 8, 202123 y1
Jonathan Edward MillerEnglewood, CoJan 9, 202126 y1
Michael J BeardiEnglewood, Co Jan 11, 202128 y3
Robert Gibson FuhrmanCrosslake, Mn Jan 11, 202111 y1
Andrew Lawrence AllardEnglewood, Co Jan 11, 202121 y1
Mark Randall MolenaarEnglewood, Co Mar 21, 202323 y1
Matthew Ryan PetteraEnglewood, CoJun 5, 202512 y0
Blake Steven AndersonEnglewood, CoJun 5, 202510 y0
Zachary Daniel StewartEnglewood, CoMar 4, 202610 y2
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Edward Jonathan Miller · Ceocontrol
    since 12/2011 · owns less than 5%
  • Edward Jonathan Miller · Ceocontrol
    since 12/2011 · owns 75% or more of Parsonex Enterprises, Inc.
  • William Brian Neustrom · Cco
    since 03/2024 · owns less than 5%
Entity owners
  • Parsonex Enterprises, Inc. · Parent Company
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Parsonex Advisory Services, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Englewood, Co · principal1211
Laurel, Md000
Providence, Ut000
Minden, Nv001
Offices
Schedule D 1.F, the 25 largest
  • Minden, NV1 employees
  • Orange, CA1 employees
  • Tustin, CA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
  • clients down average size upCombination · filing Mar 31, 2026
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $174,840,469 to $271,312,952, advisors 0 to 9, private clients 609 to 330, offices 3 to 2 (2025-03-30 to 2026-03-31)
    peers: independent wealth managers, $100M to $500M (5,676)
  • account count surgeChange between filings · filing Mar 31, 2026
    accounts (Item 5.F.2.f) moved from 609.0 to 1,079.0 (+77.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
  • client count collapseChange between filings · filing Mar 31, 2026
    individual and HNW clients (Item 5.D) moved from 609.0 to 330.0 (-46.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +3.0% (3310 comparable advisers, 2.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (3,310) · 2.0% percentile
  • RAUM up 50 %Change between filings · filing Mar 31, 2026
    RAUM (Item 5.F) moved from $174,840,469 to $271,312,952 (+55.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +15.0% (4551 comparable advisers, 96.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (4,551) · 96% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 609 to 1,079
    Jan 30, 2026 to Mar 31, 2026
  • BD registered reps · 5 to 11
    Jan 30, 2026 to Mar 31, 2026
  • HNW clients · 66 to 60
    Jan 30, 2026 to Mar 31, 2026
  • Individual clients · 543 to 270
    Jan 30, 2026 to Mar 31, 2026
  • Pooled vehicle clients · unset to 1.0
    Jan 30, 2026 to Mar 31, 2026
  • Employees · 5 to 24
    Jan 30, 2026 to Mar 31, 2026
  • State-registered IARs · 0 to 9
    Jan 30, 2026 to Mar 31, 2026
  • Other offices · 3 to 2
    Jan 30, 2026 to Mar 31, 2026
  • Private funds · unset to 1
    Jan 30, 2026 to Mar 31, 2026
  • Discretionary RAUM · $164M to $271M
    Jan 30, 2026 to Mar 31, 2026
  • HNW RAUM · $99.1M to $147M
    Jan 30, 2026 to Mar 31, 2026
  • Individual RAUM · $75.7M to $91.4M
    Jan 30, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $11.2M to $0
    Jan 30, 2026 to Mar 31, 2026
  • Pooled vehicle RAUM · unset to 33074046.0
    Jan 30, 2026 to Mar 31, 2026
  • RAUM · $175M to $271M
    Jan 30, 2026 to Mar 31, 2026
  • Accounts · 487 to 609
    Jan 3, 2025 to Mar 30, 2025
  • HNW clients · 44 to 66
    Jan 3, 2025 to Mar 30, 2025
  • Individual clients · 443 to 543
    Jan 3, 2025 to Mar 30, 2025
  • Financial planning clients · 1-10 to 1-10
    Jan 3, 2025 to Mar 30, 2025
  • Discretionary RAUM · $141M to $164M
    Jan 3, 2025 to Mar 30, 2025
  • HNW RAUM · $85.5M to $99.1M
    Jan 3, 2025 to Mar 30, 2025
  • Individual RAUM · $66.2M to $75.7M
    Jan 3, 2025 to Mar 30, 2025
  • Non-discretionary RAUM · $10.7M to $11.2M
    Jan 3, 2025 to Mar 30, 2025
  • RAUM · $152M to $175M
    Jan 3, 2025 to Mar 30, 2025
  • Related insurance company · false to true
    Jan 3, 2025 to Mar 30, 2025
  • Accounts · 438 to 487
    Dec 14, 2023 to Mar 28, 2024
  • HNW clients · 22 to 44
    Dec 14, 2023 to Mar 28, 2024
  • Individual clients · 311 to 443
    Dec 14, 2023 to Mar 28, 2024
  • Other offices · 4 to 3
    Dec 14, 2023 to Mar 28, 2024
  • Discretionary RAUM · $104M to $141M
    Dec 14, 2023 to Mar 28, 2024
  • HNW RAUM · $44.4M to $85.5M
    Dec 14, 2023 to Mar 28, 2024
  • Individual RAUM · $61.7M to $66.2M
    Dec 14, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $2.3M to $10.7M
    Dec 14, 2023 to Mar 28, 2024
  • RAUM · $106M to $152M
    Dec 14, 2023 to Mar 28, 2024
  • Accounts · 234 to 438
    Feb 13, 2023 to Mar 20, 2023
  • Advisory employees · 1 to 2
    Feb 13, 2023 to Mar 20, 2023
  • BD registered reps · 4 to 5
    Feb 13, 2023 to Mar 20, 2023
  • HNW clients · 2 to 22
    Feb 13, 2023 to Mar 20, 2023
  • Individual clients · 232 to 311
    Feb 13, 2023 to Mar 20, 2023
  • Employees · 4 to 5
    Feb 13, 2023 to Mar 20, 2023
Signals
7 dated events
  • Steven James Smit left Parsonex Advisory Services, Inc. for Powerhouse Financial Advisors, Inc. (registered 2026-02-09)
    Feb 9, 2026 · Advisor changed firm · fact
  • Adam Ford Drewry left Parsonex Advisory Services, Inc. for Lpl Financial Llc (registered 2024-12-12)
    Dec 12, 2024 · Advisor changed firm · fact
  • Jose Felix Jimenez left Parsonex Advisory Services, Inc. for Oneascent Financial Services Llc (registered 2026-02-04)
    Jul 1, 2024 · Advisor changed firm · fact
  • Ashley Jessica Lankes (Principal) no longer on Schedule A of Parsonex Advisory Services, Inc. (listed 2023-12-14, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • Patty Sui Bartholomew left Parsonex Advisory Services, Inc. for Harold Dance Investments (registered 2024-01-03)
    Jan 2, 2024 · Advisor changed firm · fact
  • Kirk Douglas Bremer left Parsonex Advisory Services, Inc. for Spc (registered 2023-01-03)
    Jan 10, 2023 · Advisor changed firm · fact
  • Angel Luis Sotomayor left Parsonex Advisory Services, Inc. for Geneos Wealth Management, Inc. (registered 2022-07-26)
    Jul 29, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Website
PARSONEXADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
303-662-8700reportedpublic record, Form ADV, Jun 10, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$22.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026