DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paradiem, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Brown Schuler | Hancock Whitney Investment Services Inc. BD affiliated | Paradiem, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2021 | May 11, 2021 (33 d) |
| Sandra E Tackett | LPL Financial LLC other | Paradiem, LLC other | Other | Oct 22, 2014 | Oct 22, 2014 |
| Carl Wayne Drury | Kardia, Inc. unclassified | Paradiem, LLC other | Other | Aug 1, 2014 | Jul 17, 2014 |
| Danielle Renee Wauchope | Kardia, Inc. unclassified | Paradiem, LLC independent RIA | Other | Aug 1, 2014 | Feb 28, 2021 (2403 d) |
| Eric Lee Dunavant | LPL Financial LLC other | Paradiem, LLC other | Other | Oct 27, 2011 | Sep 28, 2011 |
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5 moves match.