DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hicks Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason Scott MooreMorgan Stanley wirehouseHicks Capital Management, LLC independent RIAWirehouse to independent RIAJun 19, 2013May 28, 2013
Linda Mae CashMorgan Stanley wirehouseHicks Capital Management, LLC independent RIAWirehouse to independent RIAApr 15, 2013May 14, 2020 (2586 d)
Timothy D HicksMorgan Stanley wirehouseHicks Capital Management, LLC independent RIAWirehouse to independent RIAOct 17, 2011Oct 3, 2011
David John FiestUBS Financial Services Inc. wirehouseHicks Capital Management, LLC independent RIAWirehouse to independent RIAJan 21, 2011Nov 16, 2016 (2126 d)
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4 moves match.