DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Concert Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Allen Schei | Concert Wealth Management independent RIA | Concert Capital Management other | Other | Mar 29, 2018 | Oct 10, 2011 |
| Elizabeth Nmn Luna | Concert Wealth Management independent RIA | Concert Capital Management other | Other | Mar 29, 2018 | Oct 10, 2011 |
| Alena Povarova | Concert Wealth Management other | Concert Capital Management other | Other | Jun 20, 2017 | Oct 10, 2011 |
| Cheryl C Wong | Concert Wealth Management other | Concert Capital Management other | Other | May 26, 2017 | Sep 20, 2013 |
| Jeffrey Garett Pietsch | Purcell Advisory Services, LLC other | Concert Capital Management other | Other | Nov 20, 2013 | Jan 17, 2014 (58 d) |
Page 1 of 1
5 moves match.