DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horizon Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jared Gabriel Johnson | Avantax Advisory Services BD affiliated | Horizon Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2021 | Feb 5, 2021 |
| Scott Dunning Walker | Regal Investment Advisors LLC other | Horizon Financial Services, LLC independent RIA | Other | Sep 16, 2011 | Oct 4, 2011 |
| John Joseph Brais | Regal Investment Advisors LLC other | Horizon Financial Services, LLC independent RIA | Other | Sep 8, 2011 | Sep 15, 2011 |
| Stephan Todd Day | Banc Of America Investment Services, Inc. unclassified | Horizon Financial Services, LLC independent RIA | Other | May 25, 2005 | Sep 17, 2012 (2672 d) |
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4 moves match.