DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allied Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Elton GaltInvestment Management Group mixed wealthAllied Investment Advisors LLC independent RIARIA to RIAJul 7, 2026Jul 29, 2026
Erika Danielle FerrisEmpower Advisory Group, LLC BD affiliatedAllied Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2023Jan 27, 2023
Eric Allen VermulmInvestment Management Group otherAllied Investment Advisors LLC independent RIAOtherMar 1, 2018Mar 13, 2018
Gary Robert LucasDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherFeb 23, 2012Dec 5, 2011
Bart William AbyDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherFeb 15, 2012Dec 5, 2011
Kellie Rose HirschDmkc Advisory Services, LLC otherAllied Investment Advisors LLC otherOtherSep 29, 2011Apr 1, 2013 (550 d)
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6 moves match.