DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mills Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin Christy Austin | U.S. Capital Wealth Advisors, LLC BD affiliated | Mills Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 3, 2025 |
| Chelsea Danielle Johns | Cain, Watters & Associates, LLC mixed wealth | Mills Wealth Advisors, LLC independent RIA | RIA to RIA | Sep 30, 2022 | Aug 15, 2022 |
| James Arlen Davis | Fidelity Personal And Workplace Advisors BD affiliated | Mills Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 | Apr 20, 2020 (305 d) |
| Michael Scott Christians | Quadcap Wealth Management, LLC independent RIA | Mills Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 27, 2018 | Apr 19, 2018 (82 d) |
| Michael Alan Mills | Bft Financial Group, LLC other | Mills Wealth Advisors, LLC other | Other | Mar 12, 2012 | Jan 31, 2012 |
| Brian Joseph Mueller | Bft Financial Group, LLC other | Mills Wealth Advisors, LLC other | Other | Mar 12, 2012 | Jan 31, 2012 |
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6 moves match.