DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stone Bridge Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Wayne Francescon | Demoss Capital, Inc. unclassified | Stone Bridge Asset Management, LLC state registered | Other | Dec 4, 2015 | May 8, 2015 |
| Michael Jerome Greer | Pruco Securities, LLC other | Stone Bridge Asset Management, LLC state registered | Other | Jan 15, 2015 | Nov 17, 2020 (2133 d) |
| David Wayne Babb | Ashdon Investment Management, LLC other | Stone Bridge Asset Management, LLC state registered | Other | Mar 19, 2012 | Dec 22, 2011 |
| Erik Michael Boehm | Ashdon Investment Management, LLC other | Stone Bridge Asset Management, LLC state registered | Other | Mar 19, 2012 | Dec 22, 2011 |
| Stefanie Dziedzic Crowe | Banc Of America Investment Services, Inc. unclassified | Stone Bridge Asset Management, LLC state registered | Other | Oct 11, 2007 | Mar 3, 2017 (3431 d) |
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5 moves match.