DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pmd Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Judson Alan Smith | Sterne Agee Asset Management, Inc. other | Pmd Advisory mixed wealth | Other | May 30, 2014 | Jun 6, 2013 |
| Steven Richard Kahn | Sterne Agee Asset Management, Inc. other | Pmd Advisory mixed wealth | Other | Apr 9, 2013 | Jun 6, 2013 (58 d) |
| James Ira Mccormick | Next Financial Group, Inc. other | Pmd Advisory mixed wealth | Other | Dec 15, 2011 | Dec 15, 2011 |
| Melanie Shirley Dickinson | Next Financial Group, Inc. other | Pmd Advisory mixed wealth | Other | Dec 15, 2011 | Dec 15, 2011 |
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4 moves match.