DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Chancellor Financial Group Wb LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jean Marie Baun | Triumph Wealth Advisors, Inc. independent RIA | Chancellor Financial Group Wb LP independent RIA | RIA to RIA | Dec 8, 2023 | Nov 12, 2019 |
| Timothy Daniel June | Nfsg Corporation other | Chancellor Financial Group Wb LP no RAUM | Other | Feb 18, 2015 | Feb 11, 2015 |
| Robert August Dwyer | Portfolio Management Network, Inc unclassified | Chancellor Financial Group Wb LP no RAUM | Other | May 5, 2014 | May 7, 2014 |
| Terrence Winston Casey | M&T Securities, Inc. unclassified | Chancellor Financial Group Wb LP no RAUM | Other | Mar 6, 2012 | Apr 17, 2012 (42 d) |
| Daniel Joseph Cardell | Great Lakes Advisors, LLC other | Chancellor Financial Group Wb LP no RAUM | Other | Sep 7, 2010 | Sep 12, 2012 (736 d) |
| Steven Michael Davidowitz | Spc other | Chancellor Financial Group Wb LP no RAUM | Other | Dec 31, 2008 | Jul 9, 2015 (2381 d) |
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6 moves match.