DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Atlas Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Gerard Hermesch | Financial Gravity Asset Management, Inc. independent RIA | Atlas Financial Advisors, Inc. independent RIA | RIA to RIA | Mar 18, 2020 | Dec 17, 2019 |
| Arthur Cole Garcia | Pacific Financial Strategies, Inc other | Atlas Financial Advisors, Inc. independent RIA | Other | Mar 30, 2012 | Mar 26, 2012 |
| Steven Paul Van Metre | Pacific Financial Strategies, Inc other | Atlas Financial Advisors, Inc. independent RIA | Other | Mar 30, 2012 | Apr 3, 2012 |
| Richard Scott Marcoux | Msi Financial Services, Inc. other | Atlas Financial Advisors, Inc. independent RIA | Other | Mar 3, 2008 | Mar 1, 2018 (3650 d) |
Page 1 of 1
4 moves match.